Jonathan Katz

Results: 377



#Item
271Stock market / Finance / 73rd United States Congress / Investment / Securities / Securities Act / Prospectus / Securities Exchange Act / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / United States securities law / Financial economics

January 31, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W., Mail Stop 0609

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Source URL: www.sec.gov

Language: English - Date: 2005-02-01 10:26:46
272Stock market / Funds / Corporate finance / Financial services / Initial public offering / Nuveen Investments / Collective investment scheme / Security / Net asset value / Financial economics / Investment / Finance

From: Zimmerman, Giff Subject: File No. S7-41-04: Comments of Nuveen Asset Management to Proposed Amendments to Regulation M, Rel. No[removed]February 15, 2005 Mr. Jonathan G. Katz

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Source URL: www.sec.gov

Language: English - Date: 2005-02-16 14:17:42
273Finance / Stock market / Collective investment schemes / Mutual fund / Security / Third-party administrator / Pension / Financial economics / Investment / Financial services

May 4, 2005 Mr. Jonathan G. Katz Secretary Security and Exchange Commission 450 Fifth Street NW. Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-05-10 16:38:47
274Funds / Financial services / Collective investment schemes / Institutional investors / Mutual fund / Closed-end fund / Investment Company Institute / Net asset value / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

February 15, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W.

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Source URL: www.sec.gov

Language: English - Date: 2005-02-16 14:11:19
275Stock market / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress / Prospectus / Securities Act / Securities Exchange Act / Mutual fund / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

January 31, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-02-01 11:56:49
276Stock market / Financial regulation / Short selling / United States Securities and Exchange Commission / Finance / Securities market / OTC Bulletin Board / OTC Markets Group / Naked short selling / Financial economics / Business / Investment

June 9, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW

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Source URL: www.sec.gov

Language: English - Date: 2004-06-09 10:02:07
277Finance / Collective investment schemes / Employment compensation / Mutual fund / Futures contract / Pension / Financial economics / Investment / Financial services

May 11 , 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street N.W.

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Source URL: www.sec.gov

Language: English - Date: 2004-05-13 16:29:58
278Stock market / Finance / Investment / 73rd United States Congress / Regulation Fair Disclosure / U.S. Securities and Exchange Commission / Securities Act / Security / Initial public offering / United States securities law / United States Securities and Exchange Commission / Financial economics

January 31, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-02-01 09:53:21
279Financial economics / 73rd United States Congress / United States Securities and Exchange Commission / Investment / Finance / Securities Act / Regulation S-K / Securities Exchange Act / Prospectus / United States securities law / Stock market / SEC filings

Society of Corporate Secretaries & Governance Professionals 521 Fifth Avenue New York, NY[removed]2000 – Fax[removed]January 29, 2005 Jonathan G. Katz, Secretary

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Source URL: www.sec.gov

Language: English - Date: 2005-01-31 13:16:05
280Financial regulation / Self-regulatory organization / Government / U.S. Securities and Exchange Commission / Law / Public Company Accounting Oversight Board / Securities Exchange Act / United States / Rulemaking / United States administrative law / United States securities law / United States Securities and Exchange Commission

June 3, 2004 Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2004-06-07 14:13:40
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